Professional Certificate in Financial Services Compliance

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Overview

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Learning outcomes

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Course content

1

Regulatory Frameworks

2

Risk Management in Financial Services

3

Compliance Monitoring and Assurance

4

Ethics and Integrity in Financial Services

5

Corporate Governance in Financial Services

6

Financial Crime Compliance

7

Conduct and Culture in Financial Services

8

Compliance Technology and Data Management

9

Managing Regulatory Relationships

10

Financial Services Compliance in Practice

Duration

The programme is available in two duration modes:
Fast track - 1 month
Standard mode - 2 months

Course fee

The fee for the programme is as follows:
Fast track - 1 month: GBP £140
Standard mode - 2 months: GBP £90

Career Path

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Key facts

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Why this course

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Frequently asked questions

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A comprehensive program covering regulations, risk management, and compliance practices in the financial services industry. Ideal for compliance professionals.

Showcase your achievement with a professional certificate upon successful course completion.